Reminder: If the candidate is placed, we charge 10% of their starting salary.
Candidate 262
Years of Industry Experience: 20 years
Location: Northeast
Licenses: 6, 63, 65, 7, 26, SIE, and CLU
Preferred Type (In-office, Hybrid, Remote): Hybrid, or Remote. Would ideally like to be in the independent space.
Looking For: Leadership role within a growing firm - recruiting, development, sr. advisor engagement
Compensation Expectations: $200k+ total comp. Open to conversations based on package.
Candidate 261
Years of Industry Experience: 1 year + 10 years in sales and customer service
Location: St. Louis (from Chicago)
Licenses: SIE, Series 6, 63, 65, Life & Health, Property & Casualty
Preferred Type (In-office, Hybrid, Remote): In-office, Hybrid, or Remote
Looking For: Client Success or Relationship Management role
Compensation Expectations: $65-75k. $90k+ total
Candidate 260
Years of industry experience: 20+ years in Accounting
Licenses: CPA
Location: Santa Barbara, CA -- open to relocating
Preferred Type (In-office, Hybrid, Remote): Hybrid or In-Office
Looking for: VP or CFO
Compensation expectations: $220K base + bonus
Candidate 259
Years of Industry Experience: 20 years in Healthcare
Licenses: None
Location: Santa Barbara, CA -- open to relocating
Preferred Type (In-office, Hybrid, Remote): Open
Looking for: Director or above positions. Currently interested in Director, VP, and COO positions in hospitals and outpatient programs.
Compensation expectations: Approximately $160K, but dependant on location
Candidate 258
Years of Industry Experience: 4 years
Licenses: None
Location: Dallas, TX
Preferred Type (In-office, Hybrid, Remote): Open
Looking for: Operations focusing on strategy and process improvement/ technology
Compensation expectations: $100-130K base salary
Candidate 257
Years of industry experience: 4 years
Licenses: Series 6,7, 63 and 65 and life & variable annuities
Location: Charlotte, NC
Preferred Type (In-office, Hybrid, Remote): Hybrid or Remote
Looking for: Client Service/ Investment Operations
Compensation expectations: $80-90K
Candidate 256
Years of industry experience: 6
Licenses: CFP and Series 65
Location: San Francisco Bay Area (would like to be hybrid in the Bay Area, not remote)
Looking for: Lead Advisor, Client Success, or Relationship Manager. Would like to grow a book and work on an existing one at the same time.
Compensation expectations: $120k base plus bonuses. Overall comp is flexible but eventually would like a path to partnership.
Candidate 254
Years of experience: 10 years
Licenses: Life & Health, CFP, ChFC, RICP, and Series 7, 6, and 63
Location: Wisconsin (open to remote)
Looking for: Lead Advisor, 2nd Chair, or Relationship Manager
Compensation: $140K+ total comp
Candidate 252
Years of experience: 5 years in finance
Licenses: CFP, 7 & 66 & insurance license
Location: Santa Rosa, CA - would prefer hybrid
Looking for: Financial Advisor
Compensation: $175K
Candidate 251
Years of experience: 9 years
Licenses: Series 7, 63, 66
Location: Phoenixville, PA (remote preferred)
Looking for: Client Service Associate
Compensation: $110K (there is a little flexibility here if the role is fully remote)
Candidate 250
Years of experience: 10 years
Licenses: None
Location: Somerset, NJ (remote preferred)
Looking for: Client Service Associate
Compensation: $87-90K plus bonus and benefits
Candidate 249
Years of experience: 14 years
Licenses: Has had Series 7, 63, 79, 86, 8 - they are expired due to a move to a new role that didn't need them. Willing to retake.
Location: Denver, CO
Looking for: COO, Director of Operations, Practice Manager
Compensation: $180-200K total comp
Candidate 247
Years of experience: 6 years
Licenses: Life & Health and Series 6, 64, 7, 9 and 10
Location: Pittsburgh, PA (remote or hybrid preferred)
Looking for: Operations
Compensation: $80K+
Candidate 246
Years of experience: 20 years
Licenses: Series 7 and 66
Location: Chicago, IL (remote or hybrid preferred)
Looking for: Operations, Client Services
Compensation: $85K plus benefits
Candidate 245
Years of experience: 3 in finance, 30 in administrative support
Licenses: Life & Health, Studying for SIE and Series 66
Location: Birmingham, AL
Looking for: Operations or Client Service
Compensation: $90K
Candidate 241
Years of industry experience: 11
Licenses: Series 6, 63, and 65 with NJ Life and Health & Property and Casualty Producer Licenses
Location: New Jersey or Remote
Looking for: A sales role
Compensation expectations: $150-170K base plus bonus opportunity
Candidate 240
Years of industry experience: 3
Licenses: Was licensed with Series 6, 63, SIE, and Life & Health. Willing to get relicensed
Location: Remote or Jacksonville, FL
Looking for: Operations based positions
Compensation expectations: $80k-90k base
Candidate 239
Years of industry experience: 8
Licenses: Life & Health
Location: Remote or Baton Rouge, LA
Looking for: Lead Advisor, Client Success, Relationship Manager
Compensation expectations: $80-120k base plus bonuses
Candidate 238
Years of industry experience: 3
Licenses: N/A
Location: Rockwall, TX (Seeking remote role)
Looking for: Operations Manager
Compensation expectations: $60-70K
Candidate 237
Years of industry experience: 3
Licenses: Candidate for Level 2 of the CFA exam and would like to continue pursuing the CFP certification
Location: Irvine, CA
Looking for: Wealth Management Advisor
Compensation expectations: $100k base salary plus bonus opportunity
Candidate 236
Years of industry experience: 5
Licenses: 65, 6, 63, Life & Health
Location: Grover Beach, CA
Looking for: Wealth Management Advisor
Compensation expectations: $85k base plus bonus opportunity
Candidate 232
Years of industry experience: 2.5 years
Licenses: N/A
Location: Texas
Looking for: Client Success, Paraplanner, Associate
Compensation expectations: $65k + bonus
Candidate 230
Years of industry experience: 5 years
Licenses: Studying for 65 currently
Location: Colorado
Looking for: Client Service role
Compensation expectations: $70-75k + bonus
Candidate 223
Years of industry experience: 18
Licenses: Series 7, 63, 65 & NY Life & Health
Location: New York, NY (or remote)
Looking for: Registered Client Associate (HIgh net-worth teams)
Compensation expectations: $120k
Candidate 222
Years of industry experience: 10 years (NM)
Licenses: Fully licensed with CFP, ChFC and RICP
Location: Madison, WI
Looking for: Relationship Manager or Lead Advisor (without business development)
Compensation expectations: Currently at $140K with base of $110K plus bonus. Would need to meet or exceed that.
Candidate 221
Years of industry experience: 2
Licenses: 65 and Life & Health
Location: Cary, NC
Looking for: Lead Advisor, Financial Associate
Compensation expectations: $70-80K
Candidate 220
Years of industry experience: 7
Licenses: Would love to obtain the 7 and CFP and would be willing to take quickly
Location: Atlanta, GA
Looking for: Investment Management, Paraplanner, Investment Operations
Compensation expectations: $95-100k base salary
Candidate 218
Years of industry experience: 4
Licenses: SIE, Series 66, Series 7, and NC life insurance licenses and studying for CFP
Location: Philadelphia, PA (prefers hybrid model)
Looking for: ParaPlanner or Lead Advisor role
Compensation expectations: $75-80 with op on top $120k total
Candidate 217
Years of industry experience: 18
Licenses: CFP, Series 6, 63 and Life & Health
Location: New York
Looking for: Financial Advisor, Lead Advisor (RIA opportunities only. Fee-only firms.)
Compensation expectations: $125k+ base (they would be bringing $5million AUM at least)
Candidate 207
Years of industry experience: 8
Licenses: CFA Level 1 + had licenses but they have lapsed- can retake
Location: Chicago or Remote
Looking for: Portfolio Management, Planner, or Service Advisor
Compensation expectations: $135-185k Total Compensation
Candidate 206
Years of industry experience: 10
Licenses: N/A
Location: Remote
Looking for: Early Advisor Development, Recruiting, or Leadership
Compensation expectations: $200-250k Total Compensation
Candidate 205
Years of industry experience: 5
Licenses: Paraplanner Designation
Location: North Carolina, Remote, or Open to Relocation
Looking for: Paraplanner, or Client Success
Compensation expectations: $80k Base Salary
Candidate 202
Years of experience: 6 with NM
Licenses: Series 6 and 63
Location: Kansas City area or Remote
Looking for:Relationship Manager, Lead Advisor (selling in the zoo), or Client Service roles
Compensation expectations: $100,000 base with some upside
Candidate 201
Years of experience: 8 with NM
Licenses: Life & Health, Series 6, SIE
Location: Colorado or Remote
Looking for: Operations or Client Service role
Compensation expectations: $90,000 base with upside. Total compensation $100,000+
Candidate 194
Years of industry experience: 11+
Licenses: Series 7, Series 66, Life and Health
Location: Southern California or Remote
Looking for: Dir. of Ops/Practice Management
Compensation: $200k Total Compensation
Candidate 180
Years of experience: 15
Licenses: CFP & Series 65
Location: Florida (Panhandle)
Looking for: Lead Advisor
Compensation expectations: $90,000 base with upside
Additional insights: This person has had a fee-only practice for 10 years. Due to some recent personal changes (which are now resolved) they decided they would like to roll into another firm. They love selling and can bring in new business but don't want to be 100% "eat what you kill." They will likely bring over a few clients as well.
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